Financial Institutions

Regulatory & Compliance


Please find all relevant compliance related documents for Raiffeisen Switzerland, like US Patriot Act Appendix A, Anti-Money-Laundering Affidavit and the List of Authorized Banks in Switzerland in accordance with the FINMA (Swiss Financial Market Supervisory Authority) below.

Authorised banks and securities dealers (PDF, 178.5KB)
Certification regarding correspondent accounts for foreign banks (PDF, 220.5KB)
Anti-money laundering questionnaire (PDF, 288.6KB)


Raiffeisen Switzerland Cooperative decided to register under the Foreign Account Tax Compliance Act (FATCA).


The following Details do apply:

  • Address: Raiffeisenplatz 4, CH-9001 St. Gallen, Switzerland
  • Reporting Model 2FFI - no branch entity
  • GIIN (Global Intermediary Identification Number): NS3JEB.00000.LE.756

W-8BEN-E  (PDF, 781.8KB)

Automatic Exchange of Information (AEOI)

In accordance with the Swiss legislation, implementing the OECD Common Reporting Standard (CRS), including the Swiss AEOI Act and the AEOI Agreements between Switzerland and its partner jurisdictions, Raiffeisen Switzerland Cooperative declares and confirms the below certifications:

Confirmation of Residence for Tax Purposes and AEOI/CRS Status (PDF, 397.3KB)


1. Legal Entity Identifier (LEI):



2. Classification according to MiFID II/MiFIR and EMIR:

  • Being established in Switzerland, RCH is classified as a third country entity under MiFID II/MiFIR.
  • RCH is a eligible counterparty under MiFID II/MiFIR.
  • RCH is a third country entity under EMIR.



  • In Switzerland, RCH is subject to FINFRAG.
  • Under FINFRAG, RCH is classified as Financial Counterparty above the threshold (FC+).


4. Execution of orders:

RCH consents to the execution of orders outside of a trading venue.


5. Limit orders:

RCH consents to the non-publication of limit orders in shares that cannot be immediately executed.


6. Provision of information:

RCH consents to the provision of information by e-mail or through a website or portal.


7. Research:

The MiFID II rules on investment research and financial analysis do not apply to RCH.